Rules of Engagement ๐Ÿ“˜

Rules of Engagement (RoE) are a legally binding outline of the client objectives and scope with further details of engagement expectations between both parties. This is the first "official" document in the engagement planning process and requires proper authorization between the client and the red team. This document often acts as the general contract between the two parties; an external contract or other NDAs (Non-Disclosure Agreement) can also be used.

The format and wording of the RoE are critical since it is a legally binding contract and sets clear expectations.

Each RoE structure will be determined by the client and red team and can vary in content length and overall sections. Below is a brief table of standard sections you may see contained in the RoE.

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Section Name

Section Details

Executive Summary

Overarching summary of all contents and authorization within RoE document

Purpose

Defines why the RoE document is used

References

Any references used throughout the RoE document (HIPAA, ISO, etc.)

Scope

Statement of the agreement to restrictions and guidelines

Definitions

Definitions of technical terms used throughout the RoE document

Rules of Engagement and Support Agreement

Defines obligations of both parties and general technical expectations of engagement conduct

Provisions

Define exceptions and additional information from the Rules of Engagement

Requirements, Restrictions, and Authority

Define specific expectations of the red team cell

Ground Rules

Define limitations of the red team cell's interactions

Resolution of Issues/Points of Contact

Contains all essential personnel involved in an engagement

Authorization

Statement of authorization for the engagement

Approval

Signatures from both parties approving all subsections of the preceding document

Appendix

Any further information from preceding subsections

When analyzing the document, it is important to remember that it is only a summary, and its purpose is to be a legal document. Future and more in-depth planning are required to expand upon the RoE and client objectives.

For this task we will use a shortened document adapted from redteam.guide

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